UBS SECURITIES AUSTRALIA LTD

5493003HEK7SMADQJE10Copied!

ACTIVE ISSUED 🇦🇺 Australia

UBS SECURITIES AUSTRALIA LTD is an active legal entity registered in Australia (AU). LEI code: 5493003HEK7SMADQJE10. The LEI was first issued on Dec 13, 2013 and is managed by LOU 5493001KJTIIGC8Y1R12. Next renewal is due Jan 3, 2027.

ⓘ Entity Details

LEI Code 5493003HEK7SMADQJE10 Legal Name UBS SECURITIES AUSTRALIA LTD Status ACTIVE Jurisdiction 🇦🇺 Australia (AU) Category General Entities Legal Form Public Company limited by shares Registration # 008 586 481

⛩ Registration & Compliance

Reg. Status ISSUED Initial Reg. Dec 13, 2013 Last Updated Dec 29, 2025 Next Renewal Jan 3, 2027 Corroboration FULLY_CORROBORATED Managing LOU Bloomberg Finance L.P. Reg. Authority Register of Companies

⚑ Addresses

Legal / Registered Address
Level 16
Chifley Tower
2 Chifley Square
Sydney
AU-NSW
2000
AU
Headquarters Address
Level 16
Chifley Tower
2 Chifley Square
Sydney
AU-NSW
2000
AU

A Other Names & Aliases

5 alternative names registered for this entity

SBC Australia Equities Limited PREVIOUS_LEGAL_NAME · en
SBC Warburg Australia Equities Limited PREVIOUS_LEGAL_NAME · en
SBC Warburg Dillon Read Australia Equities Limited PREVIOUS_LEGAL_NAME · en
UBS Warburg Australia Equities Ltd PREVIOUS_LEGAL_NAME · en
Warburg Dillon Read Australia Equities Ltd PREVIOUS_LEGAL_NAME · en

📅 Registration Timeline

First Issued
Dec 13, 2013 — LEI initially registered
Last Updated
Dec 29, 2025 — Record data last refreshed
Next Renewal
Jan 3, 2027 — Upcoming renewal deadline

★ Data Quality

90%
9 of 10 data fields populated
● Legal Name
● Legal Address
● HQ Address
● Jurisdiction
● Registration #
● Legal Form
○ BIC / SWIFT
● Ownership Data
● Other Names
● Corroboration

🔎 LEI Code Anatomy

Every LEI is a 20-character alphanumeric code structured in three parts per ISO 17442

5493
003HEK7SMADQJE
10
LOU Prefix
Characters 1–4 identify the Local Operating Unit that issued this LEI
Entity Identifier
Characters 5–18 are unique to this specific legal entity
Check Digits ✓
Characters 19–20 are verification digits (MOD 97-10). This LEI passes checksum validation.

↗ Ownership & Relationships

Corporate structure and ownership hierarchy based on GLEIF Level 2 relationship data

Parent Entities (1)

UBS Group AG Ultimate Parent

This entity is ultimately consolidated by the top-level parent entity.

Subsidiaries & Children (1)

UBS NOMINEES PTY LTD Direct Parent

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? Frequently Asked Questions

What is the LEI number for UBS SECURITIES AUSTRALIA LTD? +

The Legal Entity Identifier (LEI) for UBS SECURITIES AUSTRALIA LTD is 5493003HEK7SMADQJE10. This 20-character code uniquely identifies UBS SECURITIES AUSTRALIA LTD in global financial transactions as per ISO 17442.

Is UBS SECURITIES AUSTRALIA LTD's LEI active? +

Yes, UBS SECURITIES AUSTRALIA LTD's LEI is currently active (registration status: ISSUED). The record was last updated on Dec 29, 2025 and is due for renewal on Jan 3, 2027.

Where is UBS SECURITIES AUSTRALIA LTD registered? +

UBS SECURITIES AUSTRALIA LTD is registered in Australia (jurisdiction: AU). The entity is registered under business register number 008 586 481.

Who owns UBS SECURITIES AUSTRALIA LTD? +

According to GLEIF Level 2 relationship data, UBS SECURITIES AUSTRALIA LTD's parent entity is UBS Group AG. This ownership information is based on accounting consolidation data reported to the Global LEI System.

What is a Legal Entity Identifier (LEI)? +

An LEI is a 20-character alphanumeric code based on the ISO 17442 standard. It connects to key reference information that enables clear and unique identification of legal entities participating in financial transactions. LEIs are issued by Local Operating Units (LOUs) accredited by the Global Legal Entity Identifier Foundation (GLEIF).

About This LEI Record

This page shows the Legal Entity Identifier (LEI) record for UBS SECURITIES AUSTRALIA LTD, registered in Australia. The LEI code 5493003HEK7SMADQJE10 is a globally unique 20-character identifier assigned under the ISO 17442 standard to legal entities participating in financial transactions.

The reference data displayed above is sourced from the Global Legal Entity Identifier Foundation (GLEIF) and is updated hourly. This includes Level 1 data (entity identification and addresses) and Level 2 data (ownership relationships), where available.

If the registration status shows "Lapsed," it means the entity has not completed its annual renewal — the LEI still uniquely identifies this entity, but the reference data may not reflect the most recent information. For the most authoritative data, you can cross-reference this record on the official GLEIF website.