Principal Spectrum Preferred and Income ETF

5493003JOM7LAJFFCX42Copied!

ACTIVE ISSUED FUND 🇺🇸 United States

Principal Spectrum Preferred and Income ETF is an active legal entity registered in United States (US). LEI code: 5493003JOM7LAJFFCX42. The LEI was first issued on Jun 5, 2020 and is managed by LOU 5493001KJTIIGC8Y1R12. Next renewal is due Jul 13, 2026.

Entity Details

LEI Code 5493003JOM7LAJFFCX42 Legal Name Principal Spectrum Preferred and Income ETF Status ACTIVE Jurisdiction 🇺🇸 United States (US) Category Investment Funds Legal Form Other / Not Classified Registration # S000068805

Registration & Compliance

Reg. Status ISSUED Initial Reg. Jun 5, 2020 Last Updated Nov 5, 2025 Next Renewal Jul 13, 2026 Corroboration FULLY_CORROBORATED Managing LOU Bloomberg Finance L.P. Reg. Authority EDGAR

Addresses

Legal / Registered Address
C/O CORPORATION SERVICE COMPANY
251 LITTLE FALLS DRIVE
WILMINGTON
US-DE
19808
US
Headquarters Address
C/O PRINCIPAL GLOBAL INVESTORS, LLC
711 HIGH STREET
DES MOINES
US-IA
50392
US

A Other Names & Aliases

2 alternative names registered for this entity

Principal Exchange-Traded Funds - Principal Spectrum Qualified Dividend Active ETF PREVIOUS_LEGAL_NAME · en
PRINCIPAL SPECTRUM TAX-ADVANTAGED DIVIDEND ACTIVE ETF PREVIOUS_LEGAL_NAME · en

📅 Registration Timeline

First Issued
Jun 5, 2020 — LEI initially registered
Last Updated
Nov 5, 2025 — Record data last refreshed
Next Renewal
Jul 13, 2026 — Upcoming renewal deadline

Data Quality

90%
9 of 10 data fields populated
Legal Name
Legal Address
HQ Address
Jurisdiction
Registration #
Legal Form
BIC / SWIFT
Ownership Data
Other Names
Corroboration

🔎 LEI Code Anatomy

Every LEI is a 20-character alphanumeric code structured in three parts per ISO 17442

5493
003JOM7LAJFFCX
42
LOU Prefix
Characters 1–4 identify the Local Operating Unit that issued this LEI
Entity Identifier
Characters 5–18 are unique to this specific legal entity
Check Digits ✓
Characters 19–20 are verification digits (MOD 97-10). This LEI passes checksum validation.

Ownership & Relationships

Corporate structure and ownership hierarchy based on GLEIF Level 2 relationship data

Parent Entities (2)

PRINCIPAL GLOBAL INVESTORS, LLC is fund-managed by

? Frequently Asked Questions

What is the LEI number for Principal Spectrum Preferred and Income ETF? +

The Legal Entity Identifier (LEI) for Principal Spectrum Preferred and Income ETF is 5493003JOM7LAJFFCX42. This 20-character code uniquely identifies Principal Spectrum Preferred and Income ETF in global financial transactions as per ISO 17442.

Is Principal Spectrum Preferred and Income ETF's LEI active? +

Yes, Principal Spectrum Preferred and Income ETF's LEI is currently active (registration status: ISSUED). The record was last updated on Nov 5, 2025 and is due for renewal on Jul 13, 2026.

Where is Principal Spectrum Preferred and Income ETF registered? +

Principal Spectrum Preferred and Income ETF is registered in United States (jurisdiction: US). The entity is registered under business register number S000068805.

Who owns Principal Spectrum Preferred and Income ETF? +

According to GLEIF Level 2 relationship data, Principal Spectrum Preferred and Income ETF's parent entity is PRINCIPAL GLOBAL INVESTORS, LLC. This ownership information is based on accounting consolidation data reported to the Global LEI System.

What is a Legal Entity Identifier (LEI)? +

An LEI is a 20-character alphanumeric code based on the ISO 17442 standard. It connects to key reference information that enables clear and unique identification of legal entities participating in financial transactions. LEIs are issued by Local Operating Units (LOUs) accredited by the Global Legal Entity Identifier Foundation (GLEIF).

About This LEI Record

This page shows the Legal Entity Identifier (LEI) record for Principal Spectrum Preferred and Income ETF, registered in United States. The LEI code 5493003JOM7LAJFFCX42 is a globally unique 20-character identifier assigned under the ISO 17442 standard to legal entities participating in financial transactions.

The reference data displayed above is sourced from the Global Legal Entity Identifier Foundation (GLEIF) and is updated hourly. This includes Level 1 data (entity identification and addresses) and Level 2 data (ownership relationships), where available.

If the registration status shows "Lapsed," it means the entity has not completed its annual renewal — the LEI still uniquely identifies this entity, but the reference data may not reflect the most recent information. For the most authoritative data, you can cross-reference this record on the official GLEIF website.