SmallCap Fund

5493008AXRXQLEL0TR95Copied!

ACTIVE ISSUED FUND 🇺🇸 United States

SmallCap Fund is an active legal entity registered in United States (US). LEI code: 5493008AXRXQLEL0TR95. The LEI was first issued on Mar 6, 2018 and is managed by LOU 5493001KJTIIGC8Y1R12. Next renewal is due Jan 23, 2027.

ⓘ Entity Details

LEI Code 5493008AXRXQLEL0TR95 Legal Name SmallCap Fund Status ACTIVE Jurisdiction 🇺🇸 United States (US) Category Investment Funds Legal Form Other / Not Classified Registration # S000007214

⛩ Registration & Compliance

Reg. Status ISSUED Initial Reg. Mar 6, 2018 Last Updated Jan 13, 2026 Next Renewal Jan 23, 2027 Corroboration FULLY_CORROBORATED Managing LOU Bloomberg Finance L.P. Reg. Authority EDGAR

⚑ Addresses

Legal / Registered Address
C/O CSC-LAWYERS INCORPORATING SERVICE COMPANY
7 ST. PAUL STREET
SUITE 820
BALTIMORE
US-MD
21202
US
Headquarters Address
C/O Principal Global Investors, LLC
711 High Street
Des Moines
US-IA
50392
US

📅 Registration Timeline

First Issued
Mar 6, 2018 — LEI initially registered
Last Updated
Jan 13, 2026 — Record data last refreshed
Next Renewal
Jan 23, 2027 — Upcoming renewal deadline

★ Data Quality

80%
8 of 10 data fields populated
● Legal Name
● Legal Address
● HQ Address
● Jurisdiction
● Registration #
● Legal Form
○ BIC / SWIFT
● Ownership Data
○ Other Names
● Corroboration

🔎 LEI Code Anatomy

Every LEI is a 20-character alphanumeric code structured in three parts per ISO 17442

5493
008AXRXQLEL0TR
95
LOU Prefix
Characters 1–4 identify the Local Operating Unit that issued this LEI
Entity Identifier
Characters 5–18 are unique to this specific legal entity
Check Digits ✓
Characters 19–20 are verification digits (MOD 97-10). This LEI passes checksum validation.

↗ Ownership & Relationships

Corporate structure and ownership hierarchy based on GLEIF Level 2 relationship data

Parent Entities (2)

PRINCIPAL GLOBAL INVESTORS, LLC is fund-managed by
Principal Funds, Inc. is subfund of

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? Frequently Asked Questions

What is the LEI number for SmallCap Fund? +

The Legal Entity Identifier (LEI) for SmallCap Fund is 5493008AXRXQLEL0TR95. This 20-character code uniquely identifies SmallCap Fund in global financial transactions as per ISO 17442.

Is SmallCap Fund's LEI active? +

Yes, SmallCap Fund's LEI is currently active (registration status: ISSUED). The record was last updated on Jan 13, 2026 and is due for renewal on Jan 23, 2027.

Where is SmallCap Fund registered? +

SmallCap Fund is registered in United States (jurisdiction: US). The entity is registered under business register number S000007214.

Who owns SmallCap Fund? +

According to GLEIF Level 2 relationship data, SmallCap Fund's parent entity is PRINCIPAL GLOBAL INVESTORS, LLC. This ownership information is based on accounting consolidation data reported to the Global LEI System.

What is a Legal Entity Identifier (LEI)? +

An LEI is a 20-character alphanumeric code based on the ISO 17442 standard. It connects to key reference information that enables clear and unique identification of legal entities participating in financial transactions. LEIs are issued by Local Operating Units (LOUs) accredited by the Global Legal Entity Identifier Foundation (GLEIF).

About This LEI Record

This page shows the Legal Entity Identifier (LEI) record for SmallCap Fund, registered in United States. The LEI code 5493008AXRXQLEL0TR95 is a globally unique 20-character identifier assigned under the ISO 17442 standard to legal entities participating in financial transactions.

The reference data displayed above is sourced from the Global Legal Entity Identifier Foundation (GLEIF) and is updated hourly. This includes Level 1 data (entity identification and addresses) and Level 2 data (ownership relationships), where available.

If the registration status shows "Lapsed," it means the entity has not completed its annual renewal — the LEI still uniquely identifies this entity, but the reference data may not reflect the most recent information. For the most authoritative data, you can cross-reference this record on the official GLEIF website.