Spectrum Preferred and Capital Securities Income Fund

549300C5BAH7DRKDHO25Copied!

ACTIVE ISSUED FUND 🇺🇸 United States

Spectrum Preferred and Capital Securities Income Fund is an active legal entity registered in United States (US). LEI code: 549300C5BAH7DRKDHO25. The LEI was first issued on Mar 5, 2018 and is managed by LOU 5493001KJTIIGC8Y1R12. Next renewal is due Jul 10, 2026.

Entity Details

LEI Code 549300C5BAH7DRKDHO25 Legal Name Spectrum Preferred and Capital Securities Income Fund Status ACTIVE Jurisdiction 🇺🇸 United States (US) Category Investment Funds Legal Form Other / Not Classified Registration # S000007170

Registration & Compliance

Reg. Status ISSUED Initial Reg. Mar 5, 2018 Last Updated Jun 26, 2025 Next Renewal Jul 10, 2026 Corroboration FULLY_CORROBORATED Managing LOU Bloomberg Finance L.P. Reg. Authority EDGAR

Addresses

Legal / Registered Address
C/O CSC-LAWYERS INCORPORATING SERVICE COMPANY
7 ST. PAUL STREET
SUITE 820
BALTIMORE
US-MD
21202
US
Headquarters Address
C/O Principal Global Investors, LLC
711 High Street
Des Moines
US-IA
50392
US

A Other Names & Aliases

2 alternative names registered for this entity

PRINCIPAL FUNDS INC - Preferred Securities Fund PREVIOUS_LEGAL_NAME · en
PRINCIPAL FUNDS INC - Spectrum Preferred and Capital Securities Income Fund PREVIOUS_LEGAL_NAME · en

📅 Registration Timeline

First Issued
Mar 5, 2018 — LEI initially registered
Last Updated
Jun 26, 2025 — Record data last refreshed
Next Renewal
Jul 10, 2026 — Upcoming renewal deadline

Data Quality

90%
9 of 10 data fields populated
Legal Name
Legal Address
HQ Address
Jurisdiction
Registration #
Legal Form
BIC / SWIFT
Ownership Data
Other Names
Corroboration

🔎 LEI Code Anatomy

Every LEI is a 20-character alphanumeric code structured in three parts per ISO 17442

5493
00C5BAH7DRKDHO
25
LOU Prefix
Characters 1–4 identify the Local Operating Unit that issued this LEI
Entity Identifier
Characters 5–18 are unique to this specific legal entity
Check Digits ✓
Characters 19–20 are verification digits (MOD 97-10). This LEI passes checksum validation.

Ownership & Relationships

Corporate structure and ownership hierarchy based on GLEIF Level 2 relationship data

Parent Entities (2)

PRINCIPAL GLOBAL INVESTORS, LLC is fund-managed by
Principal Funds, Inc. is subfund of

? Frequently Asked Questions

What is the LEI number for Spectrum Preferred and Capital Securities Income Fund? +

The Legal Entity Identifier (LEI) for Spectrum Preferred and Capital Securities Income Fund is 549300C5BAH7DRKDHO25. This 20-character code uniquely identifies Spectrum Preferred and Capital Securities Income Fund in global financial transactions as per ISO 17442.

Is Spectrum Preferred and Capital Securities Income Fund's LEI active? +

Yes, Spectrum Preferred and Capital Securities Income Fund's LEI is currently active (registration status: ISSUED). The record was last updated on Jun 26, 2025 and is due for renewal on Jul 10, 2026.

Where is Spectrum Preferred and Capital Securities Income Fund registered? +

Spectrum Preferred and Capital Securities Income Fund is registered in United States (jurisdiction: US). The entity is registered under business register number S000007170.

Who owns Spectrum Preferred and Capital Securities Income Fund? +

According to GLEIF Level 2 relationship data, Spectrum Preferred and Capital Securities Income Fund's parent entity is PRINCIPAL GLOBAL INVESTORS, LLC. This ownership information is based on accounting consolidation data reported to the Global LEI System.

What is a Legal Entity Identifier (LEI)? +

An LEI is a 20-character alphanumeric code based on the ISO 17442 standard. It connects to key reference information that enables clear and unique identification of legal entities participating in financial transactions. LEIs are issued by Local Operating Units (LOUs) accredited by the Global Legal Entity Identifier Foundation (GLEIF).

About This LEI Record

This page shows the Legal Entity Identifier (LEI) record for Spectrum Preferred and Capital Securities Income Fund, registered in United States. The LEI code 549300C5BAH7DRKDHO25 is a globally unique 20-character identifier assigned under the ISO 17442 standard to legal entities participating in financial transactions.

The reference data displayed above is sourced from the Global Legal Entity Identifier Foundation (GLEIF) and is updated hourly. This includes Level 1 data (entity identification and addresses) and Level 2 data (ownership relationships), where available.

If the registration status shows "Lapsed," it means the entity has not completed its annual renewal — the LEI still uniquely identifies this entity, but the reference data may not reflect the most recent information. For the most authoritative data, you can cross-reference this record on the official GLEIF website.