GUINNESS ATKINSON ASSET MANAGEMENT, INC.

Q: Where is GUINNESS ATKINSON ASSET MANAGEMENT, INC. registered?

GUINNESS ATKINSON ASSET MANAGEMENT, INC. is registered in United States (jurisdiction: US-DE). The entity is registered under business register number 3594001.

549300YN7M35N8C3T689Copied!

ACTIVE ISSUED 🇺🇸 United States

GUINNESS ATKINSON ASSET MANAGEMENT, INC. is an active legal entity registered in United States (US-DE). LEI code: 549300YN7M35N8C3T689. The LEI was first issued on Jun 1, 2017 and is managed by LOU 529900T8BM49AURSDO55. Next renewal is due Mar 19, 2026.

ⓘ Entity Details

LEI Code 549300YN7M35N8C3T689 Legal Name GUINNESS ATKINSON ASSET MANAGEMENT, INC. Status ACTIVE Jurisdiction 🇺🇸 United States (US-DE) Category General Entities Legal Form Corporation / Public Limited Company Registration # 3594001

⛩ Registration & Compliance

Reg. Status ISSUED Initial Reg. Jun 1, 2017 Last Updated Mar 19, 2025 Next Renewal Mar 19, 2026 (in 31 days) Corroboration FULLY_CORROBORATED Managing LOU London Stock Exchange plc (unavista) Reg. Authority National Register of Legal Entities (Brazil)

⚑ Addresses

Legal / Registered Address

c/o COGENCY GLOBAL INC.
850 NEW BURTON ROAD SUITE 201
DOVER
US-DE
19904
US

Headquarters Address

251 SOUTH LAKE AVE. SUITE 800
Pasadena
US-CA
91101
US

📅 Registration Timeline

First Issued

Jun 1, 2017 — LEI initially registered

Last Updated

Mar 19, 2025 — Record data last refreshed

Next Renewal

Mar 19, 2026 — Upcoming renewal deadline

★ Data Quality

80%

8 of 10 data fields populated

● Legal Name

● Legal Address

● HQ Address

● Jurisdiction

● Registration #

● Legal Form

○ BIC / SWIFT

● Ownership Data

○ Other Names

● Corroboration

🔎 LEI Code Anatomy

Every LEI is a 20-character alphanumeric code structured in three parts per ISO 17442

5493

00YN7M35N8C3T6

LOU Prefix

Characters 1–4 identify the Local Operating Unit that issued this LEI

Entity Identifier

Characters 5–18 are unique to this specific legal entity

Check Digits ✓

Characters 19–20 are verification digits (MOD 97-10). This LEI passes checksum validation.

↗ Ownership & Relationships

Corporate structure and ownership hierarchy based on GLEIF Level 2 relationship data

Subsidiaries & Children (15)

Guinness Atkinson Global Innovators Fund is fund-managed by

Guinness Atkinson Asia Pacific Dividend Builder ETF is fund-managed by

Guinness Atkinson Global Energy Fund is fund-managed by

GUINNESS ATKINSON FUNDS is fund-managed by

Guinness Atkinson Asia Focus Fund is fund-managed by

Guinness Atkinson Alternative Energy Fund is fund-managed by

Guinness Atkinson China & Hong Kong Fund is fund-managed by

Guinness Atkinson Dividend Builder ETF is fund-managed by

Guinness Atkinson Sustainable Energy ETF is fund-managed by

SmartETFs Advertising & Marketing Technology ETF is fund-managed by

Renminbi Yuan & Bond Fund is fund-managed by

Guinness Atkinson Smart Transportation & Technology ETF is fund-managed by

Guinness Atkinson U.S. Dividend Builder ETF is fund-managed by

Guinness Atkinson Real Assets Income ETF is fund-managed by

Guinness Atkinson International Dividend Builder ETF is fund-managed by

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? Frequently Asked Questions

What is the LEI number for GUINNESS ATKINSON ASSET MANAGEMENT, INC.? +

The Legal Entity Identifier (LEI) for GUINNESS ATKINSON ASSET MANAGEMENT, INC. is 549300YN7M35N8C3T689. This 20-character code uniquely identifies GUINNESS ATKINSON ASSET MANAGEMENT, INC. in global financial transactions as per ISO 17442.

Is GUINNESS ATKINSON ASSET MANAGEMENT, INC.'s LEI active? +

Yes, GUINNESS ATKINSON ASSET MANAGEMENT, INC.'s LEI is currently active (registration status: ISSUED). The record was last updated on Mar 19, 2025 and is due for renewal on Mar 19, 2026.

Where is GUINNESS ATKINSON ASSET MANAGEMENT, INC. registered? +

GUINNESS ATKINSON ASSET MANAGEMENT, INC. is registered in United States (jurisdiction: US-DE). The entity is registered under business register number 3594001.

What is a Legal Entity Identifier (LEI)? +

An LEI is a 20-character alphanumeric code based on the ISO 17442 standard. It connects to key reference information that enables clear and unique identification of legal entities participating in financial transactions. LEIs are issued by Local Operating Units (LOUs) accredited by the Global Legal Entity Identifier Foundation (GLEIF).

About This LEI Record

This page shows the Legal Entity Identifier (LEI) record for GUINNESS ATKINSON ASSET MANAGEMENT, INC., registered in United States. The LEI code 549300YN7M35N8C3T689 is a globally unique 20-character identifier assigned under the ISO 17442 standard to legal entities participating in financial transactions.

The reference data displayed above is sourced from the Global Legal Entity Identifier Foundation (GLEIF) and is updated hourly. This includes Level 1 data (entity identification and addresses) and Level 2 data (ownership relationships), where available.

If the registration status shows "Lapsed," it means the entity has not completed its annual renewal — the LEI still uniquely identifies this entity, but the reference data may not reflect the most recent information. For the most authoritative data, you can cross-reference this record on the official GLEIF website.